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Central Themes for a Unit on SOUTH ASIABy Leonard A. Gordon and Judith Walsh |
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INTRODUCTION TO THE THEMES
THE THEMES IN CONTEXTI. The Physical/Historical Setting of South AsiaII. Dynamics of Change
III. Contemporary Society and Government
IV. The Global Context
TIMELINE || MAP 1: The Summer Monsoon || MAP 2: South Asia and Surrounding Regions Theme 1: Cultural Adaptation and SynthesisThe ever-evolving South Asian civilization has as its sources indigenous elements of prehistoric origin and elements borrowed from the cultures represented by successive waves of invaders over more than four millennia. The sources are unusually diverse: indigenous prehistoric, Mesopotamian, Indo-European Aryan, Greek, Mongol, Arab, Persian and European. From early times, there have been cultural and economic centers where different cultures have met and generated new forms. Theme 2: Search for Unity in Face of DiversityRecurrent efforts toward unification have been partially successful in creating the Great Tradition of South Asia, linking the Hindu, Buddhist, and later, Islamic traditions. At the same time, a rich diversity of regional language, local custom, religious belief and practice, dress, and cuisine has continued into the present. There are two major language families in South Asia: the Sanskrit-derived languages of the north and west (including Hindi, Bengali, Punjabi, Gujarati, Marathi) and the Dravidian family of languages in south India (including Tamil, Malayalam, Telegu, and Kannada). Urdu, derived from Hindi, Arabic, and Persian developed later. Some form of Hindu-Urdu is understood by South Asians in many parts of the subcontinent, and it is the first language of about one-third of the population. English is spoken by a thin but widely spread urban elite; efforts have been made to enhance inter-regional communication through Hindu-Urdu and English. Theme 3: Religion and PowerPriests, usually Brahmins, have traditionally played a very important role in Hindu religious belief and practice. They occupy the highest rung in the hierarchy of Indian society and serve as arbiters among those of other ranks, although they have had to accommodate to secular authority. Through history, the established social and religious order has been called into question. Buddhism, Jainism, the bhakti or devotional movement, Sikhism, Islam, and Christianity may be regarded as challenges to the dominant and hierarchical Hindu pattern; there have also been secular challenges, such as communism. Theme 4: Importance of Socio-cultural Institutions: Family, Jati, VarnaSince the 16th century, Westerners have referred to the groupings in Hindu society as castes, a term that subsumes the much older traditional Indian groupings, jati and varna. The jati is a large, locally based endogamous birth group and is, in practice, the most important social grouping in Indian society. The Varnas are a universal model of society comprising four classes based on hereditary occupations: Brahmins (priests); Kshatriyas (warriors); Vaishyas (merchants); Sudras (ordinary workers). Members of the first three are said to be twice-born and undergo an initiation ceremony into their status. The cultural model of the varnas and the functioning jati system overlap and both continue to be vital in modern India. In the lowest ranks of society are the so-called "untouchable" groups, considered to be ritually impure. Theme 5: Economic Interdependence and IndependenceHistorically, South Asian society has been largely agricultural. A measure of economic interdependence was achieved at the local level through the exchange of goods and services between members of different jatis. Although there had long been extensive trade networks, market centers, and temple complexes spanning the subcontinent and having links to the outside, India was relatively complete and independent economic world unto itself until the 19th century when, under British rule, it participated to a greater extent in the international economy and became an exporter of raw materials; industrialization began slowly and has accelerated since independence in 1947. Modern India is tied to the international economy but has striven for relative economic independence. Both Pakistan and Bangladesh, the other heirs to the British Empire in South Asia, are more dependent than India on the international economy and external assistance. [Note: Burma was part of British India until it was separated from India by the 1935 Government of India Act.] Theme 6: South Asia and the WorldSouth Asia has had cultural and economic links with other countries and regions through much of its history; it carried on extensive trade with Southeast Asia and with Arabs to the west. From India Hinduism spread to Southeast Asia and Buddhism spread throughout Asia, while Islam was introduced into South Asia from Persia and Central Asia. India was "the jewel in the crown' of the vast British Empire from the mid-18th century to 1947. During this time, Indians migrated to distant parts of the empire, primarily for economic reasons. A member of the British Commonwealth, India today maintains special ties to the United Kingdom. Following independence, large numbers of Indians migrated to Britain and more recently to the United States. Since 1947, India has often assumed a leadership role among the new nations of Asia and Africa, pursuing a policy of positive neutrality. Pakistan allied itself with the United States and has been a major recipient of American military and economic assistance. India has also received a good deal of economic aid, but has refused to form any military alliance, although in 1970 it concluded a long-tern friendship treaty with the U.S.S.R. | back to top | I. THE PHYSICAL AND HISTORICAL SETTINGGeography
The Indian subcontinent, which is most often called Bharat by its inhabitants, comprises three separate and independent nations: India, Pakistan (established with the participation of British India in 1947), and Bangladesh (established in 1971 in what was formerly East Pakistan). [Note: The countries of Nepal and Sikkim, sometimes considered as part of the subcontinent, are not discussed here.]
It is a subcontinent with formidable natural barriers to the outside: the world's highest mountains to the north, a desert to the west, a dense jungle on the eastern frontier, and water to the southeast and southwest. Even in earliest times, however, these obstacles did not stop waves of invaders who introduced their cultures throughout the region. [THEME 1] | back to top |
History
A long period of political fragmentation ensued until the advent of the Gupta Empire (ca. 320-647 AD.). Although not as centralized as that of the Mauryas, its bureaucracy was considerable, and depended on the collection of land revenues. The complex social system of castes was further developed and became more rigid. This period saw the rich development of Hindu philosophy, aesthetics, literature, painting, mathematics, as well as the codification of dharmic law. b. The Hindu Way of LifeDuring the Gupta Empire, Brahminism, the ritualistic Aryan religion based on ancient texts, the Vedas, developed into Hinduism, which, integrating a variety of heterogeneous elements, reconciled the diverse aspects of life. It provided a model of social organization, the varna system (class determined by hereditary occupations); identified the four stages of life, or asramas through which members of the three highest varnas will pass (celibate student, responsible householder, hermit, wandering ascetic); and prescribed the four pursuits of man: dharma (moral obligation), artha (wealth and power), kama (sexual and aesthetic pleasure), and moksha (religious liberation, or freedom from the cycle of rebirth) [THEMES 1, 2, and 3]. Teachings are passed down from generation to generation by guru (teacher) to pupil, through the memorization of texts on the above and many other topics, and through the formulation of commentaries on them. Dharma encompasses the range of religious and social obligations as determined by one's varna or jati membership, age, and sex. These include rules of behavior which vary according to the situation and must be interpreted by Brahmin priests and other authorities. Dharmic texts teach that the interests of the family and larger social units take precedence over the wishes of the individual. In the Hindu epic Ramayana, for example, Rama is heroic for putting dharma ahead of personal wishes, and in the Mahabharata, Krishna teacher Arjuna that duty to one's varna takes precedence. The fourfold varna model of hereditary occupation is embodied in numerous texts of the period. Many sources demonstrate that the jati system was also in place, with the result that in any functioning local system there were more than the four groups described in the varna model [THEME 4]. New groups were incorporated, although their ranks differed according to region; outsiders were "placed" with reference to the social context. Regional variation was and is very important. With its rigid rules for marriage and social intercourse, the system separates people, but also members of different castes (jati and varna) work together and run their villages for mutual benefit. Individuals may develop strong ties to members of their jati outside the village, but they also develop some measure of village solidarity. Jati ruling bodies usually have jurisdiction over their members, but the local ruler, or raja, might become the final arbiter in disputes between members. Although there are core texts and ideas of Hinduism that are common to all sects, there is enormous regional diversity in the customs and practices, in the gods worshipped, and in the versions of texts used locally. Philosophically, Hinduism's core insight of the underlying unity of all life contracts with the extraordinary multiplicity that is experienced in the world: in the diversity within society; the many lives experienced through reincarnation; the forms taken by various gods; and the multiple existences of this world in the cycle of creation and destruction of the universe. Hinduism as a religion expresses and accommodates both unity and diversity [THEME 2]. Bhakti, or devotional Hinduism, likely began in south India, but flourished in the north as well. It emphasized a more personal relation and complete devotion to the chosen deity as the path to moksha, or religious fulfillment. The Gita Govinda and the Ramayana of Tulsidas, as well as religious lyrics produced in Maharashtra, Bengal, and Rajasthan are examples of the literary expressions of the movement. The empires founded in northern India, centered in the Gangetic Plain, never extended control over southern India, where there were independent kingdoms. Notable among the dynasties in the south were the Pallavas (ca. 6th-8th centuries) and the Cholas (10th-13th centuries). Bureaucratic systems allowed considerable village autonomy and carried out extensive public works; they controlled administration of the temples which were economic as well as religious centers. These kingdoms traded with Southeast Asia and advanced the synthesis of indigenous Tamil cultural elements of the south with the Aryan culture of the north [THEMES 1, 2, 5, and 6]. [See Map] Another sign of the extensive political fragmentation characteristic of the subcontinent were the regional dynasties in the north - in Rajasthan and in Bengal - often not under the control of the imperial systems of the Gangetic valley. Kings taxed the peasantry to support their administrations and made land grants to officers in return for support. Grants were also given to Brahmans in return for services [THEMES 2, 3, and 5]. It was chiefly in this period that the modern regional spoken languages began to develop. In the north they were related to Sanskrit and included Marathi, Hindi, Punjabi, Bengali, Oriya, Assamese, Gujerati; and in the south, the Dravidian languages, derived from Tamil. Islam, based on the Koran, the sunna (body of custom and practice), and the Shari'a (law of Islam), spread rapidly from the Arabian peninsula beginning in the 7th century, and Turkic Muslims pressed on toward northwest India from the 9th century. Between the 13th and 16th centuries, a large part of northern India was ruled by a succession of Turkic dynasties, among them Ghurides, Khaljis, Tughluqs, and Lodis, which are referred to collectively as the Delhi Sultanate. Efforts were made to establish a centralized administration; under the iqta system, land grants were made to civilian and military officials. Urbanization spread and craft production flourished in the cities to support the Sultanate [THEMES 1, 2, 3, 5, and 6]. Major Hindu rulers were sometimes incorporated into the revenue system as landlords and, with the extension of land cultivation, the peasantry was likewise expected to toil in support of the establishment. Substantial numbers of Muslims from Persia and Central Asia migrated to South Asia, where they gained many converts, some by the sword but others through the influence of mystical Sufi sects. Hinduism continued as the religion of the great majority, however, while Buddhism had to a great extent died out in South Asia. As newcomers, Muslims were placed in a complex ranking system; responding to local traditions, they often developed their own social hierarchy. In some villages, the Muslim population was regarded as a jati, but participated in the cooperative aspects of the community as well. The Muslims had their own social and religious traditions and laws, which were usually distinct from those of the Hindus. b. Mughal Empire, 16th-18th CenturyThe last and most extraordinary of the Muslim dynasties was that of the Mughals, 1526 to 1707, who made enduring contributions to the arts and to administration. Persian was the language of administration from the 13th century until the 1830s, but during this period a new language, Urdu, emerged from a synthesis of Persian, Arabic, and Hindi [THEMES 1 and 2]. Akbar, the greatest Mughal, who ruled from 1556-1605, developed an administrative system dividing Mughal territory into twelve subhas or provinces, which were headed by mansabdars who were moved from post to post and were well rewarded. This helped the emperor to keep control in his hands. Akbar's social and religious tolerance was reflected in his efforts to bring Hindus into the ruling strata and in his involvement in the creation of a synthetic religion, The Divine Faith (THEMES 1, 3, and 4). His accomplishments include the building of a beautiful capital complex, Fatehpur Sikri, outside of Agra, and the elaboration of an administrative system which continued to flourish for 150 years after his reign. Under succeeding emperors, Jahangir, Shah Jahan, and Aurangzeb, the empire was extended, and extraordinary examples of Indo-Persian architecture, including the Taj Mahal in Agra, the Jama Masjid, and Red Fort in Delhi were completed. Trade increased and Europeans began to appear even at the Mughal court requesting trading facilities. A sophisticated network of banking and commercial facilities developed, of which the Europeans were to make use [THEMES 5 and 6]. The tolerance that characterized Akbar's reign, however, had given way to intolerance by the time Aurangzeb assumed power in 1658. The latter's grandiose plans for conquest led to successes in Bijapur and Golconda, but this long reign was marked by revolts, notably that by the Maratha Hindu leader Shivaji, and after Aurangzeb's death the overextended Mughal Empire went into decline. | back to top | II. DYNAMICS OF CHANGE18th Century Struggle for Dominance: India and the Western PowersWith the decline of the Mughal Empire, the British and French East India companies, with their troops and mercenaries, competed with various Indian regional powers for succession. The British had the benefit of disciplined military leadership, firm backing from home, and ambitious men. At mid-century, having scored a series of regional military victories, the British East India Company became the revenue collector, or diwan, for Bengal. During the next 100 years, the British government gradually took over and conquered the subcontinent piece by piece, eventually ruling two-thirds of it directly and one-third indirectly through native rulers and princes. [THEMES 1, 2, and 6] | back to top |
Changes under the British Raj (Rule)
The British Raj developed an overarching administrative system through which it sought to control its vast number of subjects. Efforts were made to codify Indian law, utilizing Hindu and Muslim law for personal matters and Anglo-Saxon law and precedent for others [THEMES 1, 2, and 6]. While the British finally did allow missionaries into India in 1813, they were careful about instituting changes and regulations affecting indigenous religions. Although sati, the practice of a widow joining her husband on the funeral pyre, was abolished, the British trod warily with respect to such matters, particularly after a revolt against the Raj in 1857 [THEMES 1, 3, and 4]. Although some Indians became Westernized in their professional lives, they generally retained the traditional Indian culture in their personal lives, thus compartmentalizing their existence. Some Hindus converted to Christianity while retaining many Hindu social customs; some saw Christianity as yet another path to moksha (religious liberation). Direct and indirect Christian and Western pressure led to the slow modification of some customs, such as those concerning widow remarriage, marriage age, and even caste remarriage. The British, in effect, constituted a ruling social and political stratum whose members, after initial experiments in the 18th century, were not encouraged to intermarry or engage in extensive social interaction with the Indian population. Of course, there was some intermarriage, particularly among teachers, missionaries, and administrators, and a small Anglo-Indian community developed. But European racism, consonant with Hindu prejudice against those with darker skin, remained strong.
Having arrived as traders, the British set the terms of trade and tariffs in their favor, and exploited South Asia as a source of raw materials (cotton, iron ore, coal, spices). Following the lead of the Mughals, they tried to systematize the collection of land revenues. The British imposed their own definition of property holding on the Indian population and specified "owners" [THEMES 1, 5, and 6] which differed from older Indian notions, wherein different groups of people had shares in the produce of the land and there was not an "owner" in the Western sense. In the 19th century the Raj built an impressive railway system, which became an important factor in the commercialization of the Indian economy and its integration into the world system. | back to top |
Nationalism, ca. 1885-1928
Although Gandhi tried to overcome caste and communal prejudices by reaching out to all Indians, the concepts he developed (satyagraha; swaraj, self rule; ram rajya, a Utopian future) reflected his Hindu point of view. Like most of the Congress leaders, Gandhi was a high-cast Hindu, making it difficult to reach Muslims as well as Hindus in the lowest castes.
The 19th and 20th centuries saw a rich flowering of Indian literature and art. Stimulated by Western cultural influences, India's languages were adapted to produce new and experimental literary forms. The most famous literary pioneer was the Bengali writer Rabindranath Tagore, who was awarded the Nobel Prize for literature in 1913. A critical nationalist and a friend of Gandhi and Jawaharlal Nehru (who was to became independent India's first prime minister), Tagore stimulated new creative forms, not only in Bengali poetry, but in all the arts; his influence was felt throughout India [THEMES 1, 2, 3, and 6]. | back to top |
To Partition, 1928-1947: The Hindu-Muslim Divide
As Britain's last viceroy in India, Admiral Louis Mountbatten presided over the final negotiations. Serious riots between Hindus and Muslims hardened their opposition, and a division of the country into the new nations of India and Pakistan was agreed to in June 1947. The transfer of power took place on August 15. The new Mustlim nation was composed of two parts, separated by India: East Pakistan (East Bengal) and West Pakistan (part of the Punjab, Sind, the Northwest Frontier Province, and Baluchistan) [THEMES 2,3, 5, and 6]. | back to top | III. CONTEMPORARY SOCIETY AND GOVERNMENT: NEW NATIONS AND PROBLEMS OF INDEPENDENCEConsequences of Partition and National Integration
Ethnic and regional aspirations - sometimes escalating to calls for independence - continue in India, Pakistan, and Bangladesh. Within India, provincial boundaries have been redrawn to form several new entities: most importantly, Bombay was divided into Maharashtra and Gujerat, and the new state of Haryana was carved out of the Punjab [THEMES 2 and 3]. | back to top |
Politics and Government
India has a relatively open political system with universal suffrage, a generally independent judiciary, lively press and vocal opposition. However, its political and economic systems have perpetuated the great disparities between rich and poor, and allowed entrenched interests to retain their power. Various socialist and communist movements have been active since the 1920s, but these have been plagued with internal divisions, weakening the possibility of achieving a more egalitarian India. Also, many of their platforms and measures have been co-opted by the Congress Party. The communists, more effective in party-building than the socialists, have had greater success in a few regions, particularly Kerala in the far southwest and West Bengal in the east, than in the country as a whole. In the 1960s the radical leftist Naxalite movement, pressing for violent revolution, was ruthlessly suppressed by the government, including the more establishment communist authorities in West Bengal [THEMES 1 and 2]. The Congress Party, benefiting from the divisions within the opposition, has itself endured many factional splits and difficulties. Threatened by judicial writ and political opposition, in 1975 Mrs. Gandhi declared a state of emergency which lasted until 1977. She then allowed a free election in which the opposition united to defeat her and form the Janata government. But it too succumbed to internal dissension and Mrs. Gandhi returned in 1980. In addition to movements of the left, there have been right-wing Hindu nationalist and business-oriented parties, and, particularly in south India, regional parties.
Pakistan has had greater difficulty developing its democratic and parliamentary institutions, alternating between civilian government and military rule (1958-71 and 1977-88). | back to top |
Population Growth and Economic Development
Starting in the 1950s, India began a series of 5-year plans to rationalize the economic development process and to allocate resources to the public sector, including the social services and education. At first, these plans emphasized heavy industry to a greater degree than economists, both domestic and foreign, thought prudent. Later, resources were directed to agricultural development in an effort to achieve self-sufficiency in food grains, even in years of drought. Despite serious setbacks in the mid-1960s and in 1987, India has attained greater self-sufficiency and resilience. The one essential resource that india lacks is oil, although preliminary studies have indicated the potential for oil development offshore near Bombay and also for natural gas. India has not developed these resources as quickly and effectively as some had hoped, and, dependent on imported oil, suffered from the price increases in the 1970s [THEMES 5 and 6].
Pakistan has achieved substantial economic growth, though it has been more reliant than India on foreign aid and on the remittances of overseas Pakistanis, particularly those working in the Middle East. In the 1950s it too introduced economic planning measures, and has slowly been building an industrial sector and increasing agricultural production. | back to top |
Social Change, Struggle for Equality and Human Rights
South Asian societies have never been static; egalitarian movements have occurred intermittently since the 6th century B.C. Although untouchability is proscribed by India's 1950 constitution (which was drafted by a committee headed by a member of the untouchable caste, Dr. Ambedkar), it endures. Some in the lowest ranks have tried to escape the Brahminical hierarchy by converting to other religions, e.g. Buddhism, Islam, Christianity, or embracing the secular ideologies of socialism and communism. Increasingly, members of repressed groups - untouchables, women, tribal peoples and some ethnic minorities - are fighting for their constitutional and human rights, and some tribal groups - Nagas and Mizos - have established separate states. Attempts to introduce change, for example through affirmative action or quota systems, have met with fierce opposition among some caste Hindus, however, and incidents of murder, maiming, and bride burning by those opposed to advances by the oppressed are not uncommon. | back to top | V. THE GLOBAL CONTEXTBackgroundSouth Asia's contacts with the Middle East, Southeast Asia, and East Asia have a history of several thousand years. Its contacts with Europe became increasingly important in the past 500 years; indeed, its destiny was shaped during almost 200 years of British rule. World culture has been enriched by religions, art forms, fabulous tales and mathematical insights that originated in India. Likewise, Indian civilization has been shaped by the cultures of those who came as invaders, traders, missionaries, and has borrowed from the culture of the Aryans, the religion of Islam, art forms of Persia, and later Western culture, science, and technology [THEMES 1 and 6]. | back to top |
India's Positive NeutralityJawaharlal Nehru, several times president of the Congress before independence, and then prime minister of India from 1947 to 1964, was the chief architect of India's foreign policy. In the context of the Cold War in the late 1940s and 1950s, he formulated a policy of positive nonalignment, with India, as the first and largest newly independent nation, playing an active role on the world stage to decrease tensions. For example, India was active in efforts to end the Korean War and served as chair of the Control Commission for Indochina established by the Geneva Conference of 1954. Under Nehru's leadership, India was instrumental in founding the Non-Aligned Movement (NAM) [THEMES 1 and 6]. | back to top |
South Asia and the United States, the Soviet Union, and ChinaSeeking military allies near or bordering the U.S.S.R., the United States, as part of its Cold War strategy, allied with Pakistan in the Southeast Asia Treaty Organization (SEATO) in 1954 and the Central Treaty Organization (CENTO) in 1955. Having affirmed its anti-communism, Pakistan received from the United States a total of about $4.5 billion in economic and military aid between 1954 and 1960. India was unwilling to join any military alliance but did accept economic assistance from both the United States and the Soviet Union. It went to war with China over a border dispute in 1962, whereas Pakistan signed a border agreement with China in 1963. During its conflict with China, in 1962, India obtained some U.S. military aid; Pakistan, however, was supplied with U.S. equipment during its short war with India in 1965. | back to top |
The Nuclear IssueIndia exploded a nuclear device in 1974; Pakistan has long been accused of secretly working on an "Islamic Bomb." Both countries deny having nuclear weapons, but both have refused to sign the Nuclear Non-Proliferation Treaty. Outside experts believe that if they do not already have nuclear weapons, India and probably Pakistan could develop them quickly. The nuclear powers are urging them to sign the NPT, and threaten to cut off aid to countries that produce nuclear weapons. | back to top |
AfghanistanThe Soviet invasion of Afghanistan in 1979 to back a pro-Soviet government heightened tensions between Pakistan and the U.S.S.R. Perhaps as many as three million Afghan refugees fled to Pakistan, which became a supply base for anti-Soviet Afghan guerrillas. Pakistan received large amounts of U.S. military aid during the ensuing decade. India, reluctant to alienate an economic donor and having a different perspective on the issue, remained silent. Even with the withdrawal of Soviet troops in 1989, it is not clear how many of the Afghan refugees will return to their homeland. | back to top |
The South Asian "Diaspora"In the 19th and first half of the 20th centuries, millions of Indians sought employment overseas: in Southeast Asia, East and South Africa, and the Caribbean region. After 1947, many South Asians emigrated to the United Kingdom and later to the United States. As of 1984, there were at least twelve million Indians and large numbers of Pakistanis and Bangladeshis living and working abroad. The largest groups today are in Mauritius, Malaya, Guyana, Trinidad and Tobago, the United States, Great Britain, the Middle East, and Fiji. There is also a large Indian Tamil population in Sri Lanka. Overseas Indians have frequently been subjected to political, economic, and racial discrimination; many were deported from East Africa. Overseas Indians are beginning to organize, both within the countries in which they reside and also across boundaries to encourage ethnic solidarity [THEMES 1, 2, 5, and 6].| back to top | ABOUT THE AUTHORSLEONARD A. GORDON is a senior research scholar at the Southern Asian Institute at Columbia University. A specialist on modern Indian history, he is the author of Bengal: The Nationalist Movement, 1876-1940 and Brothers Against the Raj: A Biography of Subhas and Sarat Chandra Bose. He is co-author with Barbara Stoler Miller of A Syllabus of Indian Civilization. JUDITH WALSH is a research scholar at the Southern Asian Institute at Columbia University. A specialist on modern Indian history, she is the author of Growing Up in British India: Indian Autobiographies on Childhood & Education under the Raj. | back to top | ADDITIONAL CREDITSRoberta Martin, Series Editor This publication was made possible by grants from the United States Department of Education. The East Asian Curriculum Project at Columbia University remains solely responsible for its contents. © 1989 by the Trustees of Columbia University in the City of New York | back to top |
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